Dissertation: Die Ad-hoc-Publizität nach Artikel 17 MAR unter Berücksichtigung der kapitalmarktrechtlichen Compliance-Perspektive

Die Ad-hoc-Publizität nach Artikel 17 MAR unter Berücksichtigung der kapitalmarktrechtlichen Compliance-Perspektive

Unternehmensrechnung und Insolvenzwesen, volume 8

Hamburg , 420 pages

ISBN 978-3-339-12018-2 (print)
ISBN 978-3-339-12019-9 (eBook)

about this book

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The ad hoc publicity according to Article 17 MAR is an important disclosure requirement under capital market law. In addition, the regulation contains significant compliance-specific aspects: The identification of insider information, the determination of price relevance, the obligation to publish an ad hoc announcement and the possibility of postponing the disclosure.

In order to adequately fulfill these compliance obligations under capital market law, sufficiently appropriate and effective organizational precautions (e.g. compliance system) are required. With the help of an individually tailored compliance concept, the compliance risk i.e. a late or unjustified failure to make an ad hoc disclosure can be countered appropriately and in a legally secure manner, thus avoiding violations of the ad hoc disclosure obligation. As a result, liability and reputation risks can be reduced and high fines or other administrative sanctions can be avoided.

The main focus of the work is on the analysis of compliance-specific aspects of ad hoc publicity and the presentation or elaboration of options for action and concrete recommendations that can be taken into account in a supportive manner in the context of an adequate implementation of the ad hoc publicity regulation according to Article 17 MAR.

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